Logo:  Law Office of Damon C. Colbert
Providing Legal Counsel Concerning Federal Regulatory Matters to Municipal Advisors Nationwide
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Helping Municipal Advisors

Navigate the Federal Regulatory Maze

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Helping Municipal Advisors

Navigate the Federal Regulatory Maze

Legal Counsel for Municipal Advisors

Law Office of Damon D. Colbert

As a municipal advisor, you’re now subject to regulation by the U.S. Securities and Exchange Commission (SEC), the Municipal Securities Rulemaking Board (MSRB), and, if you’re a Financial Industry Regulatory Authority, Inc. (FINRA) member, FINRA.

If you’re an independent public finance advisor, then this federal regulatory regime is new to you. As you read this, regulators are writing or considering rules that will fundamentally impact your business and are most likely working on regulatory and examination programs that will impact your business.

This federal regulatory regime will fundamentally impact how you do business. Like any other regulation, it will impose costs on regulated entities. If you’re not prudent concerning your compliance methods or not proactive concerning rulemakings that will affect your business, then you may incur unnecessary costs that could be detrimental to your business.

To navigate the federal regulatory maze and to ensure that you can focus as much as possible on your business, clients, and potential clients, you most likely need an experienced, competent advisor who provides high-quality legal service.

I provide high-quality legal service to municipal advisors regarding their federal regulatory compliance needs. No matter the size of your business, where in the United States you’re located, or the scope of your municipal advisory activities, I can help you thrive in this regulatory environment.

Photo:  Attorney Damon D. Colbert

Damon D. Colbert

Focused on your federal regulatory matters so you can focus on your business . . .

Responsive, first-rate client service . . .

Significant experience at a large law firm . . . significant SEC experience . . . MSRB experience . . .

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This website was created and first published on January 27, 2014.